Classes of Securities

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1. Which instrument is expressly included among securities under Section 3.1 of the Securities Regulation Code?
2. Which pair illustrates the derivatives expressly mentioned in Section 3.1(d) of RA 8799?
3. Which interest is expressly listed in Section 3.1(c) of RA 8799?
4. A corporation issues voting trust certificates representing participation in its enterprise. Its secretary claims that …
5. An enterprise records investors' shares entirely through electronic records. An investor argues that the shares cannot …
6. A mining enterprise divides its mineral rights into fractional undivided interests evidenced by contracts. It sells the…
7. A corporation issues nonproprietary membership certificates representing participation in its commercial club enterpris…
8. A corporation's counsel states: 'The Securities Regulation Code recognizes only shares of stock as securities.' Evaluat…
9. An enterprise issues electronic certificates representing participation in a profit-sharing agreement. Its accountant s…
10. A corporation issues voting trust certificates and proprietary membership certificates in its commercial enterprise. It…
11. Which class is expressly named in SRC Section3.1(a) besides stocks, bonds and notes?
12. Section3.1(b) expressly lists certificates of deposit for what future transaction?