Exempt Securities and Exempt Transactions

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1. Under SEC MC15 s2026 Rule10.1.5.2, the stated financial alternatives for the juridical-person category are what amounts?
2. A natural person meets registration, experience and all other applicable requirements. The person has PHP10 million qua…
3. A joint OR account has two beneficial owners, each with PHP6 million qualifying portfolio investment. Neither meets a s…
4. Two beneficial owners hold an AND joint account with PHP6 million qualifying portfolio investment attributable to each.…
5. An issuer sells mortgage-secured notes to three separate purchasers in three separate sales and relies solely on SRC Se…
6. Under MC15 s2026, explain why meeting one natural-person financial threshold does not alone complete the qualified-indi…
7. Compare the MC15 s2026 financial-capacity evaluation of OR or AND/OR joint arrangements with AND arrangements. Discuss …
8. A security is guaranteed by a foreign government with which the Philippines maintains diplomatic relations. Explain the…